Summit Day One
FINANCIAL GOVERNANCE RISK COMPLIANCE WEEK 2019
8:00 am - 9:00 am Registration & Coffee & Tea
9:00 am - 9:15 am Chairman’s Welcome Remarks
Guy Sheppard
Head of Asia Pacific Financial Crime Compliance, Intelligence & Data SolutionsSWIFT
PLENARY SESSIONS: FINANCIAL GOVERNANCE RISK COMPLIANCE WEEK
9:15 am - 10:15 am CXO PANEL: Agile GRC: A New Approach to Governance, Trust and Risk in Reshaping Future Business Models PLENARY SESSIONS: FINANCIAL GRC WEEK
Speakers:
Niall Grady Chief Compliance Officer, Asia Prudential Corporation Asia
Conrad Lim Deputy CEO and Senior Regulatory Counsel Asia LGT Bank
Andrew Robertson Managing Director, Regional Head of Markets Compliance – Asia Pacific Deutsche Bank
Moderator:
Stanley Park Managing Director & Head of Legal APAC Scotiabank
Niall Grady Chief Compliance Officer, Asia Prudential Corporation Asia
Conrad Lim Deputy CEO and Senior Regulatory Counsel Asia LGT Bank
Andrew Robertson Managing Director, Regional Head of Markets Compliance – Asia Pacific Deutsche Bank
Moderator:
Stanley Park Managing Director & Head of Legal APAC Scotiabank
- Re-architecting GRC strategies and processes in the digital age
- Harnessing technology innovations for intelligent risk monitoring and compliance management
- Reinforcing governance, trust and accountability to support and enable business growth
Andrew Robertson
Managing Director, Regional Head of Markets Compliance – Asia PacificDeutsche Bank
10:30 am - 11:15 am Speed Networking & Morning Refreshment Break
REGULATORY RISK
11:00 am - 11:05 am Opening Remarks by Stream Chairman
11:00 am - 12:00 pm PANEL: Ensuring Cross-Border Compliance Amidst a Changing Regulatory Landscape
Moderator:
Stanley Park Managing Director & Head of Legal APAC Scotiabank
Speakers:
Niall Grady Chief Compliance Officer, Asia Prudential Corporation Asia
Devaki Nathan Director, Compliance & Operational Risk Management – Asia Pacific Bank of America Merrill Lynch
Glenn Seah Head Legal, Compliance and Corporate Secretariat Singapore Exchange Limited (SGX)
Stanley Park Managing Director & Head of Legal APAC Scotiabank
Speakers:
Niall Grady Chief Compliance Officer, Asia Prudential Corporation Asia
Devaki Nathan Director, Compliance & Operational Risk Management – Asia Pacific Bank of America Merrill Lynch
Glenn Seah Head Legal, Compliance and Corporate Secretariat Singapore Exchange Limited (SGX)
· Structuring a watertight data governance model in a connected business landscape
· Effective measures to detect, monitor and mitigate non-compliance and incidences of data breach
- · Administering combined assurance to enhance secure data management
Devaki Nathan
Director, Compliance & Operational Risk Management – Asia PacificBank of America Merrill Lynch
Glenn Seah
Head Legal, Compliance and Corporate SecretariatSingapore Exchange Limited (SGX)
12:00 pm - 12:30 pm Developing a Robust Risk Assessment Framework Governing the Use of Technology
· Balancing the risks and promises of FinTech innovation
· Expanding existing risk frameworks to include regulatory and operational risks from FinTech investments
· Best practices in reviewing, monitoring and managing FinTech risks
Martin Leo
Managing Director, Regional Head of Technology Business ControlsState Street Bank
12:30 pm - 1:00 pm Networking Lunch
DIGITAL RISK & COMPLIANCE
2:00 pm - 2:45 pm PANEL: Enforcing Enterprise Data Privacy and Protection in Asia
Moderator:
Andrew Robertson Managing Director, Regional Head of Markets Compliance – Asia Pacific Deutsche Bank
Speakers:
Edna Essien Director, Data Protection and Technology Compliance, APAC Scotiabank
Phelicia Goh Goh Vice President, Technology Compliance – Asia Pacific BNY Mellon
Roberto Ramirez Pinson Retail Risk Regulatory Reporting Global Lead Citi
Andrew Robertson Managing Director, Regional Head of Markets Compliance – Asia Pacific Deutsche Bank
Speakers:
Edna Essien Director, Data Protection and Technology Compliance, APAC Scotiabank
Phelicia Goh Goh Vice President, Technology Compliance – Asia Pacific BNY Mellon
Roberto Ramirez Pinson Retail Risk Regulatory Reporting Global Lead Citi
· Structuring a watertight data governance model in a connected business landscape
· Effective measures to detect, monitor and mitigate non-compliance and incidences of data breach
- · Administering combined assurance to enhance secure data management
Andrew Robertson
Managing Director, Regional Head of Markets Compliance – Asia PacificDeutsche Bank
Phelicia Goh Goh
Vice President, Technology Compliance – Asia PacificBNY Mellon
2:45 pm - 3:15 pm Risk Scoring: Measuring Risk for GDPR, ISO27001, Vendors, Breaches, DPIAs and More MANAGING RISK DYNAMICS
· Understanding various approaches to conducting risk assessments
· Learning how to define a risk criteria and how to calculate risk level
· Tailoring a privacy and security program using a risk-based approach
3:15 pm - 3:45 pm Afternoon Refreshment Break
INTERACTIVE DISCUSSION GROUPS [2 ROTATIONS @ 35MINS EACH]
3:45 pm - 5:00 pm ROUNDTABLE A: Managing Sanctions Risk
3:45 pm - 5:00 pm ROUNDTABLE B: Third-Party Risk Management
3:45 pm - 5:00 pm ROUNDTABLE C: Conduct Risk and Culture
Structured to maximise interaction and in-depth focus on a topical subject matter, attendees will have the opportunity to participate in two roundtable sessions of their choice, which has close relevance to their area of expertise and/or scope of responsibility.